统计研究 ›› 2022, Vol. 39 ›› Issue (5): 63-78.doi: 10.19343/j.cnki.11–1302/c.2022.05.005

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中国纯进口企业之谜:进口的作用

魏 浩 连慧君 王超男   

  • 出版日期:2022-05-25 发布日期:2022-05-26

The Puzzle of Chinese Pure Import Enterprises: The Role of Import

Wei Hao Lian Huijun Wang Chaonan   

  • Online:2022-05-25 Published:2022-05-26

摘要: 在明确提出纯进口企业现象的基础上,本文首先对我国纯进口企业的特征事实进行了统计分析,其次实证分析了纯进口企业的生产率溢价效应,并把纯内销企业分为纯进口企业和非外贸企业,进一步揭示了纯进口企业生产率较高的原因以及进口的作用。统计分析表明,纯进口企业是我国外贸企业的主要类型之一,纯进口企业数量约占我国各类外贸企业数量的20%左右,占我国全部进口企业数量的30%以上,纯进口企业的生产率明显高于进出口企业、纯出口企业以及非外贸企业。实证分析表明,纯进口企业的生产率溢价低于进出口企业、高于纯出口企业,各种检验表明这个结果是稳健的;与非外贸企业相比,纯进口企业生产率较高的原因在于,纯进口企业具有进口自选择效应和进口学习效应,纯进口企业本身具有较高的生产率,可以克服各种成本选择进口,纯进口企业通过进口学习效应又进一步提高了自身的生产率。进一步研究发现,纯进口企业通过进口显著促进了企业创新,企业创新又显著促进了生产率的提升。本文的研究结论为我国积极扩大进口提供了理论基础。

关键词: 纯进口企业, 生产率溢价, 自选择效应, 进口学习效应, 企业创新

Abstract: On the basis of clearly putting forward the phenomenon of pure import enterprises, this paper first statistically analyzes the characteristic facts of China’s pure import enterprises, then empirically analyzes the productivity premium effect of pure import enterprises, and divides pure domestic enterprises into pure import enterprises and non-foreign trade enterprises, further reveals the reasons for the high productivity of pure import enterprises and the role of import. Statistical analysis shows that pure import enterprises are one of the main types of China’s foreign trade enterprises. The number of pure import enterprises accounts for about 20% of China’s various foreign trade enterprises and about 40% of China’s total import enterprises. The productivity of pure import enterprises is significantly higher than that of two-way trade enterprises, pure export enterprises and non-foreign trade enterprises. Empirical analysis shows that the productivity premium of pure import enterprises is lower than that of two-way trade enterprises and higher than that of pure export enterprises. Various tests show that this result is robust. Compared with non-foreign trade enterprises, the reason for the higher productivity of pure import enterprises is that pure import enterprises have import self-selection effect and import learning effect. Pure import enterprises themselves have higher productivity and can overcome various costs and choose to import. Pure import enterprises further improve their productivity through import learning effect. Further research shows that pure import enterprises significantly promote enterprise innovation through import, and enterprise innovation significantly promotes the improvement of productivity. The conclusion of this paper provides a theoretical basis for China to actively expand imports.

Key words: Pure Import Enterprise, Productivity Premium, Self-selection Effect, Import Learning Effect, Enterprise Innovation