统计研究

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负面清单行业限制程度的测度方法与评价体系

陆建明等   

  • 出版日期:2017-02-15 发布日期:2017-03-01

Measuring and Evaluating the Sector Restriction Scope and Intensity of Negative Lists

Lu Jianming et al.   

  • Online:2017-02-15 Published:2017-03-01

摘要: 本文以美国FTA各签约方的17个负面清单为样本,依据负面清单文本信息,定量刻画了各国负面清单的行业限制范围和限制强度,并将其转化为分别以ISIC4.0二、三和四分位行业代码为统计口径的规范国别行业面板数据。基于上述数据,本文构建了负面清单行业覆盖率、行业限制精准度、标准累积限制强度、行业核心度、国家向核心度和负面清单相似度等一系列指标,分析了美国FTA各签约方负面清单行业限制范围和限制强度的整体特征及国别特征,并与中国自由贸易试验区统一负面清单进了比较。在此基础上,对改进和完善中国负面清单提出了相应的政策建议。

关键词: 负面清单, 不符措施, 自由贸易协议, 投资限制程度

Abstract: Based on the legal texts of the 17 U.S. FTA partners, this paper quantitatively measures their negative lists’ sector restriction scope and intensity, and converts the sector restriction information into standard panel data with the ISIC4.0’ s two, three and four digital sector code as statistical caliber. According to these data, it builds the indicators such as Sector Coverage Rate, Accuracy of Sector Restriction, Standardized Degree of Accumulated Restriction, Core Sector Degree and Degree of Towards Core Sector, gives an analytical comment on the sector restriction scope and intensity of the overall and country specific properties of the U.S. FTA partners’ negative lists, and then makes comparative analysis on the unified negative list of China’s pilot free trade zones. It also gives some police recommendations on how to improve China’s negative list accord to the main conclusions.

Key words: Negative List, Non-conforming Measures, Free Trade Agreement, Restriction Degree to Investment