统计研究 ›› 0, Vol. ›› Issue (): 3-21.doi: 10.9343/ j.cnki.11-1302/c.2020.08.001

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产业关联测度的虚拟消去法(HEM)问题研究

杨灿   

  • 出版日期:2020-08-21 发布日期:2020-08-21

Research on the Hypothetical Extraction Method (HEM) for Measurement of Inter-industry Linkages

Yang Can   

  • Online:2020-08-21 Published:2020-08-21

摘要: 产业关联的测度和分析是投入产出法的主要应用领域。目前在国际上,虚拟消去法(HEM)已成为除经典方法之外比较流行的一种产业关联实证研究范式。该方法的要点是在投入产出模型的一般框架中应用假设“消去”部分产业的关联影响,再通过对比消去前后整个经济系统的产出变化测度各产业间的关联效应。分析表明,现行虚拟消去法(HEM)因误用竞争型投入产出模型和有关分析假设,未适当考虑消去部分系数后保留下来的系数和流量的变化,未正确区分后向关联、前向关联和总关联,从而导致其测度方法和结果存在种种问题。本文首先修正其假设条件和分析模型,据以构造局部改进的HEM。改进方法能够协调Leontief模型和Ghosh模型的测度结果,表明HEM 本身在一定程度上兼具后向关联与前向关联的性质;但各种HEM(包括改进的HEM)与经典测度方法给出的结果仍然存在显著差异。基于改进HEM的研究则进一步表明:虚拟消去法(HEM)的分析基础(即打破经济系统完整性的产业关联测度方式)存在根本性的缺陷,这导致其测度结果难以给出确切、合理的经济解释(局部改进的HEM也不例外);HEM与经典产业关联测度方法之间并非平行的方法体系,HEM对于产业关联测度和分析也不具有独立或重要的意义。

关键词: 产业关联, 虚拟消去法(假设抽取法), 非竞争型投入产出模型, 后向关联, 前向关联

Abstract: The measurement and analysis of inter-industry linkages is the main application field of inputoutput method. At present,the Hypothetical Extraction Method (HEM) has become a popular empirical research paradigm of inter-industry linkages besides classical methods.The main purpose of this method is to use hypothesis to “extract” the linkage effects of some industries in the general framework of input-output model,and then measure the effect of inter-industry linkages by comparing the output changes of the whole economic system before and after the extraction.The analysis shows that the current HEM misuses the competitive input-output model and relevant analytical hypothesis,cannot properly consider the changes in coefficients and flows that are retained after extracting some coefficients,and cannot correctly distinguish the backward linkages,forward linkages and total linkages,which leads to various problems in its measurement methods and results.Firstly,the analytical hypothesis and model are modified to construct a partially improved HEM.The improved method can coordinate the measurement results of the Leontief model and the Ghosh model,indicating that the HEM itself has the property of both backward linkages and forward linkages to some extent,but the results of various HEM (including improved HEM) and classical measurement methods are significantly different.Further research based on the improved HEM shows that there are fundamental defects in the analysis basis of the Hypothetical Extraction Method (i.e. the way to break the integrity of the economic system in measuring inter-industry linkages),which makes it difficult to give a precise and reasonable economic explanation for the measurement results (including the partially improved HEM).There are not parallel and different meanings between the HEM and the classical measurement methods of inter-industry linkages.HEM has no independent or important significance for the measurement and analysis of inter-industry linkages.

Key words: Inter-industry Linkages, Hypothetical Extraction Method (HEM), Non-competitive Input-Output Model, Backward Linkages, Forward Linkages