统计研究 ›› 2019, Vol. 36 ›› Issue (10): 30-42.doi: 10.19343/j.cnki.11-1302/c.2019.10.003

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公共预算转移支付反贫困瞄准:以低保为例的ROC方法分析

解垩   

  • 出版日期:2019-10-25 发布日期:2019-10-25

Anti-poverty Targeting of Public Budget Transferred Payment—An Analysis of ROC Curve for Minimum Subsistence Allowance

Xie E   

  • Online:2019-10-25 Published:2019-10-25

摘要: 本文使用中国家庭动态跟踪调查(CFPS)数据,基于代理工具测试模型(Proxy means testing,PMT)并结合ROC曲线方法(Receiver Operating Characteristics)研究低保的反贫困瞄准问题。结果显示:城市单个贫困指数以卫生间类型、电脑拥有情况来衡量较为有效,农村单个贫困指数则以户主年龄、冰箱拥有情况来衡量较为有效。更改贫困概率门槛值会影响公共预算转移支付贫困瞄准结果,对于一个较低的贫困概率门槛值,其对应的覆盖率(公共预算转移支付覆盖贫困人口)和漏损率(非贫困人口被纳入公共预算转移支付)都比较高。当政策制定者把对覆盖贫困人口和排除非贫困人口的目标赋予同等权重时,城乡贫困概率门槛值约为0.5左右。当贫困率较低且使用与贫困率相同的瞄准率时,基于PMT模型的贫困瞄准较差。在贫困率给定的条件下,随着受益比率(包含率)的增加,贫困瞄准的精确性在提高。使用全覆盖所需预算的百分比下降时,覆盖率和漏损率也都呈现下降态势,贫困率逐渐上升,预算中做覆盖之用的比例上升,而预算中漏损部分的比例下降。贫困线的变动会影响覆盖率、漏损率。

关键词: 代理工具测试模型, ROC曲线, 低保贫困瞄准

Abstract: Based on the data of China’s Family Panel Surveys (CFPS), this paper evaluates the targeting of minimum subsistence allowance by using proxy means testing (PMT) model and receiver operating characteristics (ROC) curve simultaneously. The results show that toilet types and computer possession are good individual indicators of poverty in urban areas, while age of household head and refrigerator possession are effective individual indicators of poverty in rural areas. Changing the cut-off of poverty probability will affect the targeting result of public budget transfers. If a low value for the cutoff is chosen, the corresponding rate of coverage of the poor population by public budget transferred payment and inclusion of the non-poor are both relatively high. When policy-makers attach equal weights to the coverage of the poor and the inclusion of nonpoor, the cut-off of poverty probability is around 0.5 for urban and rural areas. This paper also finds that PMT-based targeting results in large errors when poverty rate is low and the chosen targeting rate is the same as the former. With a given poverty rate, the accuracy of poverty targeting is increasing as the beneficiary share (inclusion rate) increases. When the percentage of the universal budget drops, the coverage and leakage rates also show a declining trend, and the poverty rate is gradually increasing; the percentage of the budget for coverage increases, and the proportion of the budgeted leakage decreases. Changes in the poverty line will affect coverage and leakage rates.

Key words: Proxy Means Testing (PMT), Receiver Operating Characteristics (ROC) Curve, Poverty Targeting for Minimum Subsistence Allowance